If they are working for you, they are getting paid for their efforts. Under the new guidelines, it would be altogether unlawful for investment advisers either directly or indirectly to disseminate any advertisement that: Includes an untrue statement of a material fact or omits a material fact necessary to make a statement not misleading, in light of the circumstances Includes a material claim or statement that is unsubstantiated Makes an untrue or misleading implication about, or is reasonably likely to cause an untrue or misleading inference to be drawn concerning, a material fact relating to the investment adviser Discusses or implies potential benefits to clients or investors without clear and prominent discussion of associated material risks or other limitations Refers to specific investment advice provided by the adviser that is not presented in a fair and balanced manner Includes or excludes performance results or presents performance time periods in a manner that is not fair and
For example, an American warrant can be exercised anytime before or on the stated expiration date while a European warrant can be exercised only on the expiration date. The higher the number, the larger the potential for capital gains or losses. Sweetener Definition A sweetener is a special incentive, such as a right or warrant, that is added to debt instruments to make them more desirable to potential investors.