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What You Should Know About the Data Files

The Investment Adviser Registration Depository IARD is an electronic system through which investment advisors register themselves and file required reports and disclosures with the U. The IARD keeps information on more than , investment advisors. They also use it for annual registration and renewal and for fee and form processing. Investment advisor representatives also register through the IARD. The IARD is similar to the Central Registration Depository system that broker-dealers and agents must register through before they can conduct business in their profession.

Additional Resources

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Broker vs. Registered Investment Advisor

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